History and Historiography of Science

James M. Baldwin on Society and Social Heredity

James Mark Baldwin (January 12, 1861, Columbia, South Carolina – November 8, 1934, Paris)

James M. Baldwin’s Social and Ethical Interpretations in Mental Development: A Study in Social Psychology (1897)  was noteworthy for its Darwinian argumentative framework, its emphasis on the fundamentally social aspects of mankind, society as being constitutive of the individual, and the argument that the laws of social evolution were distinct from biological evolution.

Baldwin’s work was really motivated by a massive issue: the work of Charles Darwin, particularly that of the Descent of Man (1871) provided an exceptionally attractive explanatory framework for the growth (and sometimes) progress of society.  For Baldwin, however, the laws of evolution could not explain the origin and development of either social action or the development or persistence of institutions.

As he noted in Darwin and the Humanities (1909), “various attempts have been made to state the different genetic stages in the concurrent progress of the individual and society.”  However, “In these attempts, it is plain, the general questions of development and evolution arise again on a different plane, and require solution in view of the fact that in their nature the phenomena are not in a strict sense biological, but psychological and social” (39.)  While it was true that human beings were subject to biological laws, “it does not follow that the psychological and social processes illustrate the same laws, nor even that the action of the biological laws may not be in some way modified with the entrance upon the field of the mental and social factors” (40).

While the work of Baldwin and his contemporaries have been critiqued for their reductionism of social life to biology, in fact, much of turn of the century social theory used Darwinian theory instead to argue for the irreducibility and distinctiveness of social phenomenon, in the same manner as Emile Durkheim and his discussion of “social facts.”

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Franz Boas and His Contemporaries

Franz Boas

Franz Boas’ (July 9, 1858 – December 21, 1942) The Mind of Primitive Man occupies a cherished place in not only the anthropological canon, but also in anthropology’s disciplinary self-understanding.  In its 1938, expanded edition, Boas’ chapters provide a very interesting glimpse at the landscape of ideas which defined early 20th century ethnography and other social sciences.

One of Boas’ most difficult chapters was the fifth, titled: “The Instability of Human Types.”  The roots of this chapter lay in his landmark 1916 essay, “New Evidence in Regard to the Instability of Human Types.”  Building on the claims of not only his work on immigrants and H. P. Bowditch’s important, though forgotten, 1877 study, “The Growth of Children,” he concluded that not only was human stature variable, but more importantly, there existed variability in both the cephalic index and the width of the face.  This led him to consider how far the bodily features of man can be modified by so-called physiological changes brought about by conditions in the physical and social environment.

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Pitirim Sorokin on Fitness and “War Waste”

Pitirim Sorokin

Питири́м Алекса́ндрович Соро́кин (1889-1968) was considered in many ways to be the anti-Talcott Parsons due to their notorious disagreements over the merits of Parsons’s The Structure of Social Action (1937) as well as his rather tyrannical personality.  Both Sorokin and Parsons were philosophers of history (due to Parson’s late embrace, like Karl Popper, of evolutionary models of societal growth and development) and the separation of their intellectual projects is not as pronounced as is thought.  Sorokin was an evolutionist who was also an “old-school” sociologist insofar as he considered the social scientific heritage of the latter nineteenth century to be quite valuable.  His 1928 Contemporary Sociological Theories is a compendium of the mental furniture of social theory in the long nineteenth century.  Robert Merton, who was always careful to distance himself from Sorokin, betrays Sorokin’s influence in his citation methods and in his adherence to the “spirit” of the argument of his sources, rather than the letter.  Both Merton and Sorokin were lumpers (see Merton’s 1936 paper, “The Unanticipated Consequences of Purposive Social Action”), but they lumped heuristically.

Sorokin’s Man and Society in Calamity: The Effects of War, Revolution, Famine, Pestilence Upon Human Mind, Behavior, Social Organization and Cultural Life (1946) immediately reminds one of R. A. Fisher’s work, or that of Alexander Carr-Saunders.  All three looked at rates of differential fertility and the impact of social forces (wars, revolution, migration) on the evolution of human civilization.  All considered human evolution to be determined by differing forces than those governing natural selection.  As importantly, Sorokin continued the “war and waste” debate, also referred to as the “military selection” debate, a controversy which marinated through much of the later nineteenth century, but which really had two great stimuli: the Boer War and the First World War. David Starr Jordan as well as Thorstein Veblen were two important interlocutors in this debate.

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Otis T. Mason on Technology and the Progress of Civilization

Otis Mason (April 10, 1838 – November 5, 1908) was at the turn of the century one of the premier theorists  of primitive evolution.  He was a curator at the Smithsonian Institution for much of his career. Anthropologists remember him chiefly for his use of the “culture area concept” and for his contribution to “diffusionist studies.”   A “culture area” is a “region of relative environmental and cultural uniformity, characterized by societies with significant similarities in mode of adaptation and social structure.”

Diffusionism, as argued by the American anthropologist Clark Wissler, contended that cultural traits (gift-giving, technology, language, etc) moved from a given center, which implied that the “center of the trait distribution is also its earliest occurrence.” Wissler contended that cultural areas and geographic traits were “broadly congruent, implying a mild environmental determinism” (Encyclopedia of Social and Cultural Anthropology, ed. Alan J. Barnard, Jonathan Spencer, 61-62.)*

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Alexander M. Carr-Saunders on Social Selection, Heredity, and Tradition

Alexander M. Carr-Saunders (14th January 1886-6th October 1966) was president of the London School of Economics from 1937 to 1956.  When his The Population Problem: A Study in Human Evolution appeared in 1922, it cemented his reputation.  According to his obituary in Population Studies this book has since been viewed as a seminal contribution to “social biology” due to its formulation of the “optimum number.”  Carr-Saunders defined the optimum number as the greatest number of individuals who could be sustained by a given environment.  For Carr-Saunders, moreover, this optimum number “involves the idea of the standard of living,” where in order to reach and to maintain this standard of living, populations, from primitive to civilized, employ practices to either “reduce fertility” or to “cause elimination,” including abortion, abstinence from sexual intercourse, and infanticide, in greater or lesser proportions (214.)

Alexander M. Carr-Saunders
Alexander M. Carr-Saunders

This was not all, however, as the maintenance of the highest standard of living possible required that the  “younger generation must become proficient in the skilled methods which makes this standard possible of attainment, and in particular it is important that young men should not marry unless they are both energetic and skillful.”  In such basic facts “we may see evidence exerted by social conditions and conventions” (224.)

Carr-Saunders has attracted some attention from Hayek scholars due to his influence on Hayek’s notion of cultural evolution.  Erik Angner in Hayek and Natural Law contends, “there is good reason to think that Hayek’s evolutionary thought was significantly inspired by Carr-Saunders and other Oxford zoologists” in particular supplying Hayek’s understanding of the mechanisms of group selection.

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Morris R. Cohen on the Place of Logic in Law, Positivism, Deduction, and the History of Science

Morris Raphael Cohen (July 25, 1880 – January 28, 1947) is today a relatively unappreciated philosopher outside some encamped circles in the philosophy of law, intellectual history, and the intellectual study of jurisprudence.   Sidney Hook in “The Philosophy of Morris R. Cohen,” in the New Republic, outlined the reasons for this.  He noted, “Honored for his candor, his scholarship and critical insight, his philosophical colleagues with a true gesture of piety to the spirit of intelligent dissent recently conferred upon him the presidency of the American Philosophical Association.” But, “he has no following.”  Hook continuedStray-Dog, “His writings have consequently bewildered those who have sought to understand him only in the light of his negations.”  Cohen had little patience for Marxist or overly sociological discussions of law, but he was not a strident legal positivist.  He did not think that jurisprudence was a closed system of logical relationships as would a legal formalist.  Cohen was however a kind of “reductionist.”   Law was logical, and much like the natural sciences, useful due to its regularity and generality. Law, however, much like the more contemporary sciences of non-Euclidean geometry and quantum mechanics, had to be open enough to address the inherent messiness of life.

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John Austin, Legal Positivism, and the Debate over the Sources of Law

One of the most important developments in the understanding of law, what law is and why it is that law has authority in society, was the move away from natural law jurisprudence, articulated by Cicero, Montesquieu, and by Hugo Grotius in the nineteenth century. Natural law jurisprudence was the idea that law derived its authority due to the perfection and purpose of nature and divinity. Since true law had its origins and its sanction from nature and divinity, outside of society, it stood against whim, convention, custom, and caprice. Laws which were against natural law, against reason or justice, were not laws at all.

Early in the nineteenth century, legal positivism, espousing a narrow definition of “positive law,” or those laws enacted by the State or sovereign in the form of commands, attempted a similar style of reasoning to that of earlier natural law jurisprudence insofar as, like natural law theory, it was both rationalistic and deductive. Legal positivism in John Austin’s prose, considered law to be law (as opposed to morality and custom) if it was a command from a sovereign authority that was coercive. This meant that going against the command of the sovereign brought threat of an “evil.” Law was sovereign, moreover, if it emanated from an authority which was subject to no other, such as a king or parliament, who was habitually obeyed.

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Useful Portraits in the Mid-Century Social Sciences

cwssMy meditation on whether there is a “whig” narrative permeating the historiography of the social sciences may give the impression that I have a fundamental objection to the Cold War Social Science (CWSS) volume. In fact, I like the book a great deal. Rather, as someone who is probably among the top 20 people worldwide with practical use for the book, thinking about a “whig” narrative helps me articulate what aspects of it are the most useful.

Having worked for some time in the history of the related subjects of operations research, systems analysis, and decision theory, I have become intimately familiar with the argumentative tropes that permeate their historiography, and which overlap with the ones surrounding the social sciences of the Cold War era. These include the supposed historical existence of: a faith in science, a particular authority attributed to formalized knowledge, and a systematic discounting of tradition and cultural peculiarity.

Even if I didn’t think these tropes were seriously misleading (though I do), the simple repetition of them in different contexts would not be very helpful to me. Locating the tropes within a general narrative allows me to identify what those tropes would look like in a different segment of the narrative (say, a post-1970 history, or the history of a different field), and thus what things I “already know,” even if the precise details are foreign to me. For example, I am not especially well versed in the history of psychology, but if the stories historians tell me about it conform to the general narrative I already know, then they are not really telling me much that is useful beyond making me aware of perhaps a new proper name or two, which I will probably promptly forget. By this criterion, a good portion of CWSS is not especially useful.

But much of it is. Here I will briefly discuss what I personally found to be the most useful pieces in the volume.

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Are the social sciences concerned with the definition of social and political ontologies?

cwssIt is consistent with a new whig history of the social sciences to suppose that, in a former era, these sciences attempted to define the ontologies of aspects of society through the application of scientific method. For example, theories of modernization defined the nature of the modern liberal society, as well as the path that “traditional” society (another ontology) would need to take to transition to a state of modernity. Such acts of definition, in turn, had the capacity to affect politics and social relations, because, historically, the act of scientific definition could privilege and reify ontologies on account of the cultural authority attributed to science at that time.

Now, however (according to this narrative), we have come to see the futility of such efforts. Instead, the object is not to define ontology, but to ascertain how ontologies are defined from culture to culture, including in the scientific culture of our social scientific ancestors. Accordingly, Cold War Social Science is divided into three sections, labeled “Knowledge Production”, “Liberal Democracy”, and “Human Nature”. The last two sections revolve around two categories of ontologies seen as being at play. The first section revolves arund the means that the social sciences used to define these ontologies, i.e., to produce “knowledge” about them.

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Modernity, the Cold War, and New Whig Histories of Ideas, Pt. 3

In previous posts, I have noted characteristics historians attribute to Cold War-era social science, and have posited that the historiography of the social sciences often follows a “whig” structure. This narrative structure builds history around the social sciences’ move away from inappropriate frameworks. These frameworks privileged the sciences’ own cultural perspective, and projected it onto, and proselytized it to, other cultures by means of the sciences’ intellectual and political influence. The whig structure also (implicitly or explicitly) takes the trend of history to move toward a more passive or dialogical social scientific framework pioneered by cultural anthropologists.

The context of “Cold War America” is critical to this narrative, because it provides 1) a particular “liberal” or “modernist” cultural perspective that informed the work of the period, 2) the project of strengthening and defending liberal society at home and abroad—through a) the development of scientific theories of the nature of modern, liberal, and illiberal society, and b) the instrumental use of social science in augmenting military and diplomatic power—and, accordingly, 3) funding.

Lyndon Johnson and adviser (and modernization theorist) Walt Rostow discussing Vietnam

The trouble with this narrative structure is that it tends to constrain historical analysis so that it produces stories that conform to it. At the same time, it would be difficult to sustain such narratives if the record did not at least bear some resemblance to it. The place where the record most clearly resembles this narrative is in a branch of sociology and political science known as “modernization theory”.

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