{"id":13490,"date":"2015-02-20T08:20:59","date_gmt":"2015-02-20T12:20:59","guid":{"rendered":"https:\/\/etherwave.wordpress.com\/?p=13490"},"modified":"2015-02-20T08:20:59","modified_gmt":"2015-02-20T12:20:59","slug":"the-culture-of-mechanism-margaret-jacob-versus-proto-industrialization","status":"publish","type":"post","link":"https:\/\/rational-action.com\/etherwave\/2015\/02\/20\/the-culture-of-mechanism-margaret-jacob-versus-proto-industrialization\/","title":{"rendered":"The Culture of Mechanism: Margaret Jacob versus &#8220;Proto-Industrialization&#8221;"},"content":{"rendered":"<figure id=\"attachment_13507\" aria-describedby=\"caption-attachment-13507\" style=\"width: 160px\" class=\"wp-caption alignright\"><a href=\"http:\/\/www.history.ucla.edu\/people\/faculty\/faculty-1\/faculty-1?lid=99\"><img data-recalc-dims=\"1\" loading=\"lazy\" decoding=\"async\" class=\"wp-image-13507\" src=\"https:\/\/etherwave.files.wordpress.com\/2015\/02\/jacob-margaret.jpg?resize=160%2C214\" alt=\"Jacob\" width=\"160\" height=\"214\" \/><\/a><figcaption id=\"caption-attachment-13507\" class=\"wp-caption-text\"><span style=\"color:#000000;\">Margaret Jacob<\/span><\/figcaption><\/figure>\n<p><span style=\"color:#000000;\">Margaret Jacob&#8217;s <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/rational-action.com\/etherwave\/2015\/02\/01\/sutton-vs-jacob-was-john-desaguliers-a-prophet-of-industrialization\/\" target=\"_blank\" rel=\"noopener noreferrer\">emphasis<\/a><\/span> on &#8220;scientific education&#8221; as an essential element of industrialization is best understood in view of <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/books.google.com\/books?id=YlpbAgAAQBAJ&amp;lpg=PP1&amp;pg=PA1#v=onepage&amp;q&amp;f=false\" target=\"_blank\" rel=\"noopener noreferrer\">her ongoing effort<\/a><\/span>\u00a0to stem the tide of portraits of industrialization that she characterizes\u00a0as &#8220;mechanistic.&#8221; Such portraits, she claims, rely exclusively on &#8220;economic and social history&#8221; to identify certain &#8220;factors&#8221; as\u00a0prerequisites of industrialization, which was a process that then developed\u00a0more or less spontaneously.<\/span><\/p>\n<p><span style=\"color:#000000;\">Many of the\u00a0factors comprising the portraits she opposes will be familiar to those who have taken a Western Civ course: regional population pressures, falling family income, labor availability, resource\u00a0availability (notably coal), the commercialization of agriculture, access to remote\u00a0markets, and innovations in socio-economic organization (notably the &#8220;putting-out system&#8221;). In such contexts, the important\u00a0machines\u00a0were mainly scientifically unsophisticated devices devised\u00a0by artisan &#8220;tinkerers,&#8221; including such famous inventions\u00a0as the flying shuttle and spinning jenny.<\/span><\/p>\n<p><span style=\"color:#000000;\">While such\u00a0historiography of industrialization was\u00a0venerable, it flourished\u00a0within an influential theoretical framework provided by <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"http:\/\/www.persee.fr\/web\/revues\/home\/prescript\/article\/hism_0982-1783_1988_num_3_2_1621\" target=\"_blank\" rel=\"noopener noreferrer\">Franklin Mendels<\/a><\/span> (1943\u20131988) in his article,\u00a0<span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"http:\/\/www.jstor.org\/stable\/2117187\" target=\"_blank\" rel=\"noopener noreferrer\">&#8220;Proto-industrialization: The First Phase of the Industrialization Process,&#8221;<\/a><\/span>\u00a0<em>Journal of Economic History\u00a0<\/em>32 (1972): 241\u2013261. In <em>The\u00a0<\/em><em>Cultural Meaning of the Scientific Revolution<\/em> (1988), Jacob points us to <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"http:\/\/www.jstor.org\/stable\/2594975\" target=\"_blank\" rel=\"noopener noreferrer\">&#8220;Proto-Industrialization: A Concept Too Many,&#8221;<\/a><\/span>\u00a0<em>Economic History Review\u00a0<\/em>36 (1983): 435\u2013448, an oft-cited\u00a0polemical review by <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"http:\/\/www.independent.co.uk\/news\/people\/obituary-professor-d-c-coleman-1600207.html\" target=\"_blank\" rel=\"noopener noreferrer\">D. C. Coleman<\/a><\/span> (1920\u20131995), covering the concept&#8217;s <span style=\"color:#003366;\"><span style=\"color:#000000;\">quick proliferation\u00a0[<span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/books.google.com\/ngrams\/graph?content=proto-industrialization&amp;year_start=1970&amp;year_end=2008&amp;corpus=15&amp;smoothing=0&amp;share=&amp;direct_url=t1%3B%2Cproto%20-%20industrialization%3B%2Cc0\" target=\"_blank\" rel=\"noopener noreferrer\">ngram<\/a><\/span>].<\/span><\/span><\/span><\/p>\n<p><!--more--><\/p>\n<p><span style=\"color:#000000;\">The search for factors underlying regional industrialization is typical of the methodology of economic history, which often seeks explanations by\u00a0drawing\u00a0correlations, and develops\u00a0insights through comparative analysis. However, Coleman noted that the concept\u00a0of proto-industrialization had also appealed to &#8220;neo-Marxist&#8221; historians, concerned with the overarching historical logic governing socioeconomic development. They saw\u00a0it\u00a0as an\u00a0important tool for understanding &#8220;the transition from feudalism to capitalism.&#8221;\u00a0The key text was a 1977 volume by\u00a0Peter Kriedte, <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"http:\/\/www.geschkult.fu-berlin.de\/en\/e\/fg530\/forschergruppe\/Hans_Medick.html\" target=\"_blank\" rel=\"noopener noreferrer\">Hans Medick<\/a><\/span>, and J\u00fcrgen Schlumbohm [KMS],\u00a0<span style=\"color:#003366;\"><i><a style=\"color:#003366;\" href=\"http:\/\/books.google.com\/books\/about\/Industiarlization_Before_Industiarlizati.html?id=0Es7AAAAIAAJ\" target=\"_blank\" rel=\"noopener noreferrer\">Industrialisierung vor der Industrialisierung<\/a>.<\/i><\/span>*<\/span><\/p>\n<p><span style=\"color:#000000;\">For his part, Coleman found the concept of proto-industrialization highly unsatisfactory. Regions that appeared to enter proto-industrialization not only often failed to industrialize,\u00a0they were apt to undergo\u00a0&#8220;de-industrialization&#8221; if they failed to solve certain problems.** Moreover, the conditions describing proto-industrialization did not well predict actual regional patterns of industrialization in Britain, which, it was acknowledged, was the only place to industrialize without the benefit of a model to emulate. In the important cases of the North-East and South Wales, &#8220;Neither area had any significant prior experience of what the theory recognizes as proto-industrialization, but both had coal and iron&#8221; (443).<\/span><\/p>\n<p><span style=\"color:#000000;\">Another criticism was that the concept concentrated too heavily\u00a0on the perceived significance of cottage industry. &#8220;Virtually nothing is said about other types of rural industry, notably those involving some sort of centralized activity, e.g. in mines or mills, at furnaces, forges or boiling houses, in short, plant of any description&#8230; Nor does either version [Mendels or KMS] take significant heed of urban industry of either domestic or centralized variety, be it textiles, dockyards or soap-boiling&#8221; (443).<\/span><\/p>\n<p><span style=\"color:#000000;\">Likewise,\u00a0the concept of proto-industrialization had little to say about the necessity for\u00a0conscious adaptation to the competitive pressures that proto-industrial regions quickly came to face. According to Coleman, &#8220;Adaptation was key to the survival of these textile-producing regions. And the mere existence of so-called proto-industrialization in such regions was no guarantee whatever of the appearance of the entrepreneurial skills or of the capital necessary to induce changes in production techniques as an adaptation either to changes in demand or to difficulties in supply.&#8221; Indeed, &#8220;conservatism of method could almost be described as an endemic disease&#8221; of the putting-out system (445).<\/span><\/p>\n<p><span style=\"color:#000000;\">And this brings us back to Margaret Jacob. <\/span><\/p>\n<p><span style=\"color:#000000;\">In her view, scientific education was not simply an additional factor underlying industrialization&#8212;as the\u00a0cultural foundation of industrializers&#8217; ability to intelligently build their enterprises and confront the various challenges presented to them, it was <em>the\u00a0crucial\u00a0factor<\/em> (<em>Cultural Meaning<\/em>, 181):<\/span><\/p>\n<blockquote><p><span style=\"color:#000000;\">When we compare the penetration of scientific and mechanical knowledge in Continental Europe with what was occurring in England during the same period&#8230;, the question we now pose yields some rather startling insights. Scientific knowledge (i.e., cultural factors) cannot\u00a0<em>explain\u00a0<\/em>the Industrial Revolution in one place or another in the period from 1750 to 1820; but then neither can purely economic or social factors. Real people, not &#8216;factors,&#8217; made the Industrial Revolution on both sides of the Channel, and in order to mechanize, those people had to be able to think mechanically. The evidence, especially from The Netherlands but also from France&#8212;the two countries where industrialization might have occurred prior to 1800&#8212;strongly suggests that many of the very men who had access to capital, cheap labor, water, and even steam power could not have industrialized had they wanted to; they simply could not have understood the mechanical principles necessary to implement a sophisticated assault on the hand manufacturing process. By and large &#8230; their British counterparts did possess that knowledge, and they put it to effective use from the 1760s onward. From the perspective of scientific knowledge and education of a mechanical sort, the English elite was at least a generation ahead of its European counterpart. That generation of entrepreneurs who flourished from 1760 to 1800 proved critically important in providing Britain with an industrial head start, nothing more, nothing less.<\/span><\/p><\/blockquote>\n<p><span style=\"color:#000000;\">A\u00a0central\u00a0point in Jacob&#8217;s argument is that education was responsible for making widespread the intellectual &#8220;culture&#8221; she identifies. Those who embraced that culture adapted and calibrated its mechanical knowledge and outlook to their practical affairs. In the video below on &#8220;Enlightenment&#8221; culture, she stresses the importance of that culture&#8217;s breadth, getting to the consequences for\u00a0industrialization after the 9:30\u00a0mark.<\/span><\/p>\n<p><iframe loading=\"lazy\" title=\"3. Margaret Jacob - Beyond Belief 2007\" width=\"640\" height=\"480\" src=\"https:\/\/www.youtube.com\/embed\/tI2QrVQGavo?feature=oembed\" frameborder=\"0\" allow=\"accelerometer; autoplay; clipboard-write; encrypted-media; gyroscope; picture-in-picture; web-share\" referrerpolicy=\"strict-origin-when-cross-origin\" allowfullscreen><\/iframe><\/p>\n<p><span style=\"color:#000000;\">In Jacob&#8217;s view, historians had not traditionally recognized this culture and its importance because they drew\u00a0their expectations concerning how it might function from an unduly strict dichotomy between &#8220;pure&#8221; or &#8220;theoretical&#8221; scientific knowledge and practical culture. Consequently, they saw a\u00a0very weak application of the former to the latter. This prejudice for &#8220;pure&#8221; science, she claims, was the same prejudice that led to perceptions of\u00a0the weakness and inconsequentiality of British science in this period, and to condemnations of\u00a0<span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/rational-action.com\/etherwave\/2011\/07\/26\/primer-joseph-banks\/\" target=\"_blank\" rel=\"noopener noreferrer\">the lax admission practices of the Royal Society<\/a><\/span>.\u00a0Such an outlook could only see scientific progress in, for example,\u00a0the string of fundamental advances in analysis made by elite mathematicians on the Continent.<\/span><\/p>\n<figure id=\"attachment_12224\" aria-describedby=\"caption-attachment-12224\" style=\"width: 175px\" class=\"wp-caption alignright\"><a href=\"https:\/\/etherwave.files.wordpress.com\/2013\/09\/smeaton-john.jpg\"><img data-recalc-dims=\"1\" loading=\"lazy\" decoding=\"async\" class=\"wp-image-12224\" src=\"https:\/\/etherwave.files.wordpress.com\/2013\/09\/smeaton-john.jpg?w=246&#038;resize=175%2C213\" alt=\"John Smeaton\" width=\"175\" height=\"213\" \/><\/a><figcaption id=\"caption-attachment-12224\" class=\"wp-caption-text\"><span style=\"color:#000000;\">John Smeaton<\/span><\/figcaption><\/figure>\n<p><span style=\"color:#000000;\">Jacob argues that\u00a0such a distinction would simply not have been recognized by 18th-century philosophers,\u00a0engineers, and investors, who often had a common interest in\u00a0useful knowledge&#8212;including in mechanics, which British lecturers clearly linked to fundamental physical\u00a0principles. She takes <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/rational-action.com\/etherwave\/2013\/09\/15\/schaffer-on-machine-philosophy-pt-2-atwoods-machine-and-the-status-of-newtonian-philosophy\/\" target=\"_blank\" rel=\"noopener noreferrer\">John Smeaton<\/a><\/span> (1724-1792) to have been an exemplary figure in this regard.<\/span><\/p>\n<p><span style=\"color:#000000;\">This leaves us with some\u00a0fairly concrete questions.<\/span><\/p>\n<p><span style=\"color:#000000;\">First,\u00a0to what extent\u00a0was advanced knowledge actually required for industrial construction? And, for that matter, to what degree\u00a0did the requisite engineering\u00a0principles&#8212;let alone mechanical thinking in general&#8212;actually derive from work in\u00a0mathematical and mechanical philosophy?<\/span><\/p>\n<p><span style=\"color:#000000;\">According to Jacob, that intellectual foundation was critical to the ongoing development of the industrialization process. As she puts it in<\/span>\u00a0<em><span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/books.google.com\/books?id=YlpbAgAAQBAJ\">The First Knowledge Economy<\/a><\/span>\u00a0<\/em><span style=\"color:#000000;\">(2014): &#8220;To be sure, making spinning jennies did not necessarily require a working knowledge of mechanical principles derived from science; connecting and maintaining multiple spinning machines to steam power did&#8221; (4). Such advanced knowledge was, of course, held by people\u00a0outside of Britain, such as among the engineers of France&#8217;s Corps des Ponts et Chauss\u00e9es (est. 1716), but, Jacob stresses that it was locked up in state initiatives, and not applied to the production of commercial goods.<\/span><\/p>\n<p><span style=\"color:#000000;\">Although knowledge of mechanical principles was no doubt useful and expedient, as Jacob ably illustrates across\u00a0her works, I am not fully convinced\u00a0that it was crucial. For example, clockwork in this period developed to an extraordinarily sophisticated degree, based on\u00a0advanced experience in the craft. While the problems of industry are not precisely analogous, it is plausible that similar experience might have served many factory owners and their engineers sufficiently well.<\/span><\/p>\n<p><span style=\"color:#000000;\">Likewise, Jacob finds it implausible to suppose that a general &#8220;mechanical&#8221; attitude could arise from anywhere besides mechanical science,\u00a0noting, &#8220;men and women are not born with the ability to conceive of nature mathematically and mechanically, nor with the ability to invent mechanical objects of anything but the most rudimentary simplicity&#8221; (<em>Cultural Origins<\/em>, 221). Of course,<\/span> <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/rational-action.com\/etherwave\/2014\/08\/28\/derek-price-on-automata-simulacra-and-the-rise-of-mechanicism\/\" target=\"_blank\" rel=\"noopener noreferrer\">as we have seen<\/a><\/span><span style=\"color:#000000;\">, in the 1960s Derek\u00a0Price (1922\u20131983) had taken\u00a0the long history of clockwork, and the pervasiveness of automata and simulacra across cultures and periods as evidence that humans have a &#8220;strong innate urge toward mechanistic explanation.&#8221; We need not accept the proposition to take the point.<\/span><\/p>\n<p><span style=\"color:#000000;\">In all, I find Jacob&#8217;s arguments for the historical importance of a broad, scientific-engineering culture quite convincing. I am not quite convinced it was a <em>crucial<\/em> element of industrialization. I am much less convinced that <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/rational-action.com\/etherwave\/2015\/02\/01\/sutton-vs-jacob-was-john-desaguliers-a-prophet-of-industrialization\/\" target=\"_blank\" rel=\"noopener noreferrer\">we can\u00a0detect<\/a><\/span>\u00a0the cultural origins of industrialization in the early 18th-century lectures of John Desaguliers and his allies.<\/span><\/p>\n<p><span style=\"color:#000000;\">Another of Coleman&#8217;s criticisms of the concept of proto-industrialization was that the term &#8220;proto&#8221; signified something that at least resembled what came later (pp. 447\u2013448). To him, a &#8220;proto&#8221; factory was an acceptable term, but describing cottage industry as proto-industrialization was not. While Jacob never uses the prefix, her treatment of scientific knowledge&#8212;much like <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/rational-action.com\/etherwave\/2014\/09\/18\/schaffer-on-machine-philosophy-pt-5a-automata-and-the-proto-industrial-ideology-of-the-enlightenment-history\/\" target=\"_blank\" rel=\"noopener noreferrer\">Simon Schaffer&#8217;s treatment\u00a0of &#8220;machine philosophy&#8221;<\/a><\/span>&#8212;seems to make a claim that it had just such a &#8220;proto&#8221; status. I think that claim has fomented <span style=\"color:#003366;\"><a style=\"color:#003366;\" href=\"https:\/\/rational-action.com\/etherwave\/2015\/01\/22\/wakefields-nightmare-pt-1-the-enlightenment-and-industrial-revolution-chain\/\" target=\"_blank\" rel=\"noopener noreferrer\">opposition<\/a><\/span> to what is otherwise compelling historical research and argument.<\/span><\/p>\n<p><span style=\"color:#000000;\">&#8212;<\/span><\/p>\n<p><span style=\"color:#000000;\">*Full title\u00a0<i>Industrialisierung vor der Industrialisierung:\u00a0<\/i><em>Gewerbliche Warenproduktion auf dem Lande in der Formationsperiode des Kapitalismus<\/em>, translated in 1981 as\u00a0<em>Industrialization before Industrialization: Rural Industry in the Genesis of Capitalism<\/em>.<\/span><\/p>\n<p><span style=\"color:#000000;\">**Coleman, p. 443: &#8220;Incidentally, &#8216;de-industrialization&#8217; must be the wrong term for this particular experience&#8230; in the context of the pre-industrial past the term must logically be &#8216;de-proto-industrialization&#8217;. But presumably even the proponents of the theory boggled at that.&#8221;<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Margaret Jacob&#8217;s emphasis on &#8220;scientific education&#8221; as an essential element of industrialization is best understood in view of her ongoing effort\u00a0to stem the tide of portraits of industrialization that she characterizes\u00a0as &#8220;mechanistic.&#8221; Such portraits, she claims, rely exclusively on &#8220;economic and social history&#8221; to identify certain &#8220;factors&#8221; as\u00a0prerequisites of industrialization, which was a process that<\/p>\n<p class=\"text-right\"><span class=\"screen-reader-text\">Continue Reading&#8230; The Culture of Mechanism: Margaret Jacob versus &#8220;Proto-Industrialization&#8221;<\/span><a class=\"btn btn-secondary continue-reading\" href=\"https:\/\/rational-action.com\/etherwave\/2015\/02\/20\/the-culture-of-mechanism-margaret-jacob-versus-proto-industrialization\/\">Continue Reading&#8230;<\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"nf_dc_page":"","_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[1],"tags":[279,326,454,568,803,844,740,1006,1181,1359],"class_list":["post-13490","post","type-post","status-publish","format-standard","hentry","category-uncategorized","tag-d-c-coleman","tag-derek-de-solla-price","tag-franklin-mendels","tag-hans-medick","tag-john-desaguliers","tag-john-smeaton","tag-jurgen-schlumbohm","tag-margaret-jacob","tag-peter-kriedte","tag-simon-schaffer"],"jetpack_featured_media_url":"","jetpack_sharing_enabled":false,"_links":{"self":[{"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/posts\/13490","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/comments?post=13490"}],"version-history":[{"count":0,"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/posts\/13490\/revisions"}],"wp:attachment":[{"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/media?parent=13490"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/categories?post=13490"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/rational-action.com\/etherwave\/wp-json\/wp\/v2\/tags?post=13490"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}